Uniform Commerical Code (UCC)

Contracts are the foundation upon which our economic system is built. They are of such importance that a body of law has developed known as the Uniform Commercial Code. This uniform law has been adopted by most states in the Union—either in whole or in part—and lays out certain principles dealing with commercial transactions (contracts). The Uniform Commercial Code, in large measure, governs the conduct between merchants and other parties dealing with merchants.

The Uniform Commercial Code establishes legal principles that control many business transactions. For instance, when you buy a piece of exercise equipment from a sporting goods store, your legal right to return that equipment, to get replacement parts, or to file suit for a problem related to the equipment are all governed both by the warranty that comes with the product and also by the Uniform Commercial Code.

The Uniform Commercial Code also governs transactions involving security instruments and negotiable instruments. A security instrument is a document (typically filed at a courthouse or other public repository) that is designed to put the public on notice that a particular item of personal property, which may be found at a particular location, is security for a debt of the owner of that property to another person.

A security instrument in that regard is similar to a mortgage on your home. A mortgage is a type of security instrument that is designed to secure the mortgage lender in the event you do not make your monthly mortgage payments. If you fail to make your monthly mortgage payments, then the lender has the right to foreclose and to sell your property at public auction.

The Uniform Commercial Code also deals with negotiable instruments. A negotiable instrument is any instrument that may be negotiated or sold for value. For instance, a promissory note wherein one person promises to pay another a fixed amount of money is a negotiable instrument. Likewise, a check is a negotiable instrument. The Uniform Commercial Code deals with the law governing those types of instruments.
 

Areas of the Law-Auctions

Most people have probably had the experience of attending an auction. The conduct of an auctioneer is similar to negotiating a contract. The auctioneer is putting a product on the market for sale and by announcing certain figures, he or she is requesting offers to purchase the item for that price. If you raise your hand and offer the number that the auctioneer has mentioned, then that is deemed to be an offer for the consideration as stated by the auctioneer. When the auctioneer drops the gavel on the highest offer, that is deemed to be an acceptance of that last offer. As part of any auction, there may also be certain published conditions that are made part of the auction. If that is so, then by bidding at the auction, you have agreed to those terms.

 

Areas of Law-Consideration

Consideration is a very elusive, but important concept. An easy way to think of it is as the tit for tat, the quid pro quo or, to put it another way, it is simply the meat of the agreement. If there is no consideration, then there is no contract. Going back to the example of the house painting, if Joe wrote you a letter offering to paint your house, but never stated when he would finish it or what compensation he expected and you simply wrote back saying that those terms were agreeable, that would probably not be a contract because there is no consideration stated.

Typically the performance of a preexisting legal duty cannot serve as consideration for a contract. For instance, if you are already under a duty to perform a certain act and you then promise to do it as the consideration for a contract, that consideration is insufficient.

Forbearance to do a certain act may serve as consideration.

Example: If Connie agrees not to sue you for payment of $100, then that is sufficient consideration to make a contract enforceable. That forbearance serves as a legal detriment and therefore is sufficient consideration.

Areas of the Law-Offer and Acceptance

The way that an agreement comes about is generally through an offer being made by one party and then that offer being accepted by the other party.

Example: If Joe were to send you a letter offering to paint your house for one hundred dollars with such work to be accomplished by a certain date and you then wrote on the bottom of the letter that these terms were agreeable and sent that back to Joe, that letter would constitute a written contract. The offer was in the form of the letter. The acceptance came in the form of your acknowledging the agreement. The consideration for the agreement is the one hundred dollars to be paid for the services rendered.

The offer may come in two different forms—written or oral form. The more precise the terms of the offer, the better off the parties will be in establishing the certainty of their agreement. A common example of an offer is an advertisement that may appear in the newspaper by a car dealer offering to sell a used Toyota Camry for $17,500.

Suppose you were to see that advertisement and go to the dealership prepared to pay $17,500. If the dealer then told you that there were other terms that were not stated in the advertisement (handling charges, processing fees and other such fees), you could rightfully tell the dealer that it made an offer to sell this vehicle for $17,500 and you are prepared to pay it. The dealer is obliged to sell the vehicle to you for that amount. (Of course on top of that $17,500 would be any taxes that are mandated by law.) The advertisement constituted an offer and you accepted the offer for the agreed upon consideration of $17,500.

If, on the other hand, you had come into the dealership and rather than offering $17,500, you offered to pay $17,000 for the vehicle, then that would be a counter offer. A counter offer is, by its very terms, a rejection of the original offer. The dealership would be free to reject your counter offer.

There are several different ways that an offer may be framed. The person making the offer may state certain terms and conditions that have to be met in order for the offer to be accepted. If those terms and conditions are not met, then there cannot be a valid acceptance of the offer.
 

Areas of the Law-Contracts

Life is about agreements. The materials in this section explore these agreements.

Agreements you make with others are often called contracts, but there are several variations on this. You have employment contracts and marital contracts; your lease is a contract, as are arrangements with creditors.

The first two chapters of this section cover the laws of contracts and torts. This serves as an introduction to the remaining chapters that cover specific areas in which the principles of contract law and tort law are applied.

A contract is an agreement between two persons to either do something or not to do something in exchange for some form of consideration. An agreement may come in several different forms. The agreement may be implied as a result of the conduct of the parties. On the other hand, the agreement may be expressed, meaning that the parties have expressly stated what their intentions are and what they wish to obtain as a result of the agreement. An expressed contract may be in writing or it may be oral. Either type of contract is equally enforceable in most instances, although a written contract is always preferable because it clearly sets forth the terms of the agreement. An oral contract is always subject to dispute, because the parties may have different recollections of exactly what they agreed to.

A contract may be in writing or it may be oral.

Sometimes people classify contracts as unilateral or bilateral. A unilateral contract might be most easily thought of as one in which the offer can be accepted only by doing some act. For instance, if your neighbor offers a $100 reward for the return of his cat, then you can accept that offer only by returning the cat.

A bilateral contract, on the other hand, is one where the giving of a promise is the expected consideration. Most contracts are bilateral. For example, you agree to buy my car for $100. You have agreed to do something (pay me $100) and I have agreed to do something (sell you my car).

 

What to Expect if Called as a Witness

Any party to a lawsuit or a criminal proceeding has the authority to subpoena witnesses. The power to subpoena witnesses is a basic constitutional right, since witnesses are the primary form by which evidence is presented. If parties could not present witnesses, then they could not present evidence in support of their case. The way a witness is compelled to appear in court is by means of a subpoena. The word subpoena literally means under penalty.

A subpoena is a court directive telling a person to appear at a particular place and time for the purposes of giving testimony.

A subpoena is a court directive telling a person to appear at a particular place and time for the purposes of giving testimony. A subpoena may be for you to appear at a trial or at a deposition. (A deposition is a means of discovery conducted in most civil litigation, wherein the attorneys have the opportunity to ask witnesses what they know about a particular event relevant to that lawsuit.)

If you should be served with a subpoena, the subpoena will typically indicate the name, address, and phone number of the attorney that requested you to appear. You should feel free to call that attorney and find out why you have been subpoenaed. If the date and time of the subpoena is not convenient for you, then you should inquire as to whether that date and time can be changed. If the attorney tells you that the date and time cannot be changed and you simply are not able to appear, then you need to bring that to the attention of the court immediately so the issue can be resolved by the court.

If you are subpoenaed to appear for trial or for a deposition, the local rules of the court may require that the attorney pay you a fee for your traveling expenses and for time that you lose from work. That is something that is governed by law and something that you should inquire into.

Sometimes witnesses ask whether they can ask questions during the course of the proceeding. Typically the answer to that question is “no.” You have been subpoenaed to give information and not to make inquiries on your own. That does not mean that during the course of a proceeding you may not stop and ask a question. If a bona fide question occurs to you, you should ask it. You may be told that your question cannot be answered or you may be provided with an appropriate answer.

The purpose of your appearing to testify is to respond to particular questions that are asked of you by the attorneys, the parties, or the court. Once that questioning has been completed, you will be excused and allowed to proceed about your normal routine. In some instances, after you have finished testifying, the judge may tell you that you have to remain in the courthouse because you may be called again as a witness. If that presents a problem for you as far as your own scheduling, you need to bring that to the attention of the court immediately so that the issue can be dealt with. Most judges and attorneys are willing to work with witnesses in order to accommodate their schedules. The burden, however, is upon the witness to bring those issues to the attention of the court or the attorneys.
 

What to Expect if Called as a Juror

As citizens, we all have an obligation to serve as jurors when summoned. Your summons to appear as a juror may come from a state court or from a federal court. Jurors are chosen by different means in different jurisdictions. Some jurisdictions draw from records of the Department of Motor Vehicles, property owner records, and voting records. Other jurisdictions may draw from only one or two of these things.

Lawyers and judges have debated the merits of how jurors should be chosen for many years. Most judges probably think that jurors should be drawn from voting lists and also from property ownership roles because that tends to produce a group of potential jurors that are more involved in the community. People that are simply listed with the Department of Motor Vehicles as being licensed drivers but who are not voters or property owners may be less involved in their community. The merits of the respective positions on that issue lay in the eyes of the beholder.

In any event, if you are called as a juror, you must respond unless you are subject to one of the exemptions that applies in your jurisdiction. Over the last several years, the number of exemptions that have applied has been narrowed in most states. It used to be that the exemptions were so broad that the court frequently was left with the only eligible jurors being housewives. That is not in any way to diminish the ability of housewives to decide the merits of litigation, but the goal of a jury trial is to provide a trial by one’s peers. That is not accomplished if the jury is limited to a narrow segment of the community.

When you are called as a juror, you will have the opportunity to state any particular problems you may have with serving. In most instances, however, unless the reason you cannot serve is extremely compelling and virtually of an emergency nature, then your excuse for not serving will likely be rejected by the court.

Your initial selection for service in a courtroom is a matter of a random draw. A certain number of jurors will be sent to a particular courtroom assigned to a judge who has been assigned a particular case. Once you are sent to that courtroom, you may be asked certain preliminary questions that are designed to determine whether there is something that would automatically disqualify you from jury service. Then the lawyers (or, in some cases, the judge) will have the opportunity to conduct what is called voir dire, a questioning process to determine whether you have any particular bias or interest in the outcome of the case. If you do, you may be dismissed from service for that reason.

If a case is going to last for several days, alternate jurors may be chosen. Typically, those alternate jurors will not be identified to the jury members themselves, since the knowledge that you were an alternate may affect the level of attention that you would apply to the case. Once all of the evidence is concluded and the closing arguments have been completed, the alternate
jurors may be excused.

One thing that frequently comes up during the course of jury service is whether jurors are allowed to take notes or to ask questions during the proceeding. That is a matter of discretion of the individual judge and can vary dramatically from state to state and from courtroom to courtroom. Some judges allow jurors to take notes; others do not. Some judges allow jurors to ask questions, while others do not.

Some judges allow jurors to take notes; others do not.

The logic behind the jury system is this: since the parties themselves are not able to resolve the particular dispute that has been brought to the courtroom, the best way to resolve the dispute is to have a group of unbiased citizens hear the evidence (in an objective fashion) and then decide that case fairly, based solely upon the evidence presented to them in the courtroom. Trial lawyers will tell you that the jury system is the great equalizer. The poorest citizen in this country can sue the mightiest corporation, and when those two parties come before a jury, they are equal. The jury is to treat each party with the same respect and attention.

The proponents of tort reform maintain that the jury system is a system that has gone awry. They maintain that jurors frequently award outlandish sums for ridiculous cases. Although it is not unheard of that juries do sometimes runaway, that is very much the exception. Even if the jury does do something that is contrary to the evidence and the law as given to them, the trial judge always has the authority to correct that by reversing the jury verdict in a criminal case if the defendant was wrongfully convicted or in a civil case by reducing the amount of the verdict if it is too high.
 

Juvenile Law-Parental Responsibility

Most states are concerned about responsibility of parents for the actions of their children. Many states have enacted laws imposing liability upon the parents for misconduct of their children resulting in property damage. For instance, if your juvenile eggs the next door neighbor’s home, resulting in property damage, you may be liable for that damage as a parent. However, the states that have enacted such laws typically put a cap on the extent of the parental liability in terms of dollars.
 

Juvenile Law-Drivers' License

Teenagers are all interested in acquiring a drivers’ license. Many of them operate under the misperception that they have a right to a drivers’ license. No one has a right to a driver’s license. The possession of a driver’s license is a privilege. It can be taken away from any holder by the state based upon infractions. In the case of juveniles, most states impose more stringent requirements in terms of taking a driver education course and operating under the supervision of an adult driver for a period of time before that person can actually get a drivers license. Once the driver’s license is issued, there is typically a probationary-type period in which the license can be taken away from that juvenile for any serious infraction. In that regard, juveniles are treated somewhat differently than adults.
 

Juvenile Law-Teen Rights

Teenagers who are under age 18 are citizens, and therefore—at least theoretically—have many of the same rights as adult citizens. However, in most states, minors are considered to be legally incompetent, which means they cannot enter into contractual relationships and, in large measure, are subject to the control of parents. However, that does not mean their rights can be trampled on. For instance, in regard to school related activities, juveniles do have certain due process rights in terms of being informed of any charges that are made against them and having a right to confront those charges through some sort of hearing process. The U.S. Supreme Court has stated that the schools do have a great deal of latitude in terms of maintaining proper discipline and decorum on school property. Therefore, privacy rights that may apply to people in their own home do not necessarily apply in a public school.

Example: If a student is hoarding drugs in his locker, he probably does not have a privacy right to that locker. The locker is not his property—it is public property, and he is violating the law by storing drugs in that locker. Therefore, if the school officials decide to go into that locker without his consent, they can do so.

Following up on that same example, suppose that a teacher accuses a student of hoarding drugs in his locker but there is no direct proof of that. Is it appropriate to put a memorandum in the student’s file stating that accusation? It probably would not be appropriate to do so and at the very least the student would have the right to certain procedural due process rights consisting of the right to know what the charge is that is being made against him and then the right to be heard on that charge. In this particular example, the student would have a right to know what the content is of that accusation from the teacher and then would have a right to make a presentation in front of the principal or other appropriate school official as to why that allegation is not true.

Juvenile Law

Juvenile Court is sometimes referred to by lawyers and law enforcement officers as Kiddie Court. The Juvenile Court in some jurisdictions, however, can be more than simply what the name may imply. In some jurisdictions, it may actually be a type of Family Court wherein all different types of family disputes may be resolved. This chapter will not deal with family law issues but rather simply deal with issues of juvenile justice.

The logic behind the juvenile court system in the United States is that because juveniles are underage, they should be dealt with in a different fashion than adults. In many jurisdictions, juvenile offenses are not even referred to as criminal offenses. Juvenile records in most jurisdictions are strictly confidential and are not subject to public access either by means of subpoena or other inquiry. As such, a juvenile arrested and processed through the Juvenile Court does not have to report that offense on a job application or other type of inquiry unless directly asked about it since the inquiry itself is not going to be subject to any public confirmation.

A juvenile arrested and processed through the juvenile court system does not have to report that offense on a job application.

Proceedings in Juvenile Court are all conducted by a judge with no jury present. For certain types of offenses, however, a juvenile may be transferred to the adult system and may be tried as an adult with all the consequences that might apply to an adult. (That type of treatment is generally reserved for more serious offenses.)

An offense in Juvenile Court is generally handled in a somewhat informal fashion. There may be a prosecutor present in Juvenile Court. That prosecutor represents the interest of the government or the victim. The prosecutor may present evidence in front of the judge who then hears from the defense and renders a decision. That decision normally consists of a finding of whether the juvenile is involved and if so there may be some punishment imposed. That punishment may consist simply of a monetary fine, performing some community service, or for more extreme circumstances, confinement to a juvenile home for a period of time.

The thrust of the juvenile court system is to be instructive and rehabilitative—to instruct the juvenile as to the error of his or her ways and to assist him or her with rehabilitation. That is dramatically different from the thrust of the adult court system, which may have an element of rehabilitation about it, but is more oriented toward a finding of guilt or innocence and then punishing the guilty.